Forms and Important Disclosures
Important Disclosure Information
Obermeyer Wood Investment Counsel, LLLP, is an SEC registered investment adviser headquartered in Aspen, Colorado. Obermeyer Wood may transact business only in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.
Obermeyer Wood’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, no consumer or prospective client should view the publication of our web site on the Internet as our solicitation to effect, or attempt to effect transactions in securities, or to the render personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Obermeyer Wood with a prospective client will be conducted by a representative who is registered or who qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
For information pertaining to Obermeyer Wood’s registration status, please contact the SEC or the state securities regulators for those states in which Obermeyer Wood maintains a notice filing. A copy of Obermeyer Wood’s current written disclosure statement discussing our business operations, services, and fees is available upon written request or by using the links above.
Obermeyer Wood makes no representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to our web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve different degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those Obermeyer Wood undertakes or recommends), will be profitable or will equal any historical performance level(s).
Certain portions of Obermeyer Wood’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, or provide access to, Obermeyer Wood’s (or other investment and non-investment professionals) positions or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer reflect current positions or recommendations. Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Obermeyer Wood, or from any other investment professional. Obermeyer Wood is neither a law firm nor an accounting firm, and no portion of the newsletter content should be interpreted as legal, accounting, or tax advice.
Rankings or recognition by unaffiliated rating services or publications are not a guarantee that a client or prospective client will experience a certain level of results if Obermeyer Wood is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as such or as a current or past endorsement of Obermeyer Wood by any of its clients. Rankings published by magazines and others generally base their selections exclusively on information prepared or submitted by the recognized adviser. Rankings are generally limited to participating advisers.
Each client and prospective client agrees, as a condition precedent to accessing to Obermeyer Wood’s web site, to release and hold harmless Obermeyer Wood, its officers, directors, owners, employees, and agents from any and all adverse consequences resulting from any of the client’s or prospect’s actions or omissions which are independent of receiving personalized individual advice from Obermeyer Wood.